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Independent Tests and Risk Assessments

Annual tests and risk assessments can be administered independently by the COMPASS team. Depending on the test administered and the size of your credit union, one or two COMPASS experts can administer your test in person.

Tests & Risk Assessments:

  • BSA/AML
  • SAFE Act
  • ACH
  • Website
  • Fair Lending
  • Unlawful Internet Gambling Enforcement Act (UIGEA)

General Compliance Assessment (operational assessment):

  • Identify areas of risk
  • Interview operational staff (Lending, Marketing, Branch Management, etc.)
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  • Over the past five years, we’ve taken our compliance function to new levels of excellence by supplementing our internal efforts with the expertise brought to us by COMPASS. Since everything in the compliance world isn’t black and white, we’ve found that discussing issues with their “brain trust” of experts has been especially beneficial in guiding us through the gray areas of compliance.
     
    Dan McGowan
    President/CEO
    Pioneer West Virginia Federal Credit Union